Senior Audit Manager - Capital Planning
- Toronto, ON
- Permanent
- Temps-plein
The Internal Audit Senior Manager will provide independent, objective assurance over the design and execution of Capital Planning practices. The responsibilities will include audits of the necessary frameworks, policies, standards and end-to-end CCAR processes including the testing and execution of all related business capabilities. The individual will work with Risk Management and Finance functional teams to ensure identified issues are remediated in accordance with Internal Audit requirements and adherence to any Regulatory requirements necessary for closure. The individual will work collaboratively with others to develop strong client relationships and support delivery of the Internal Audit Plan. The individual will act as a conduit for management reporting across all risks frequently interacting with senior leadership across the organization, including coordination with the parent company’s internal audit teams.What will you do?
- Key responsibilities are to participate in and oversee audit engagements/projects primarily focusing on Capital Planning process of Risk Identification, Scenario Design, Projection Methodologies, Risk Weighted Assets, Governance, Capital Models, and other CCAR elements.
- In alignment with Internal Audit (IA) methodology, support the audit universe for CCAR and the execution of the annual audit plan.
- Strategically influence and informs the IA plan, adapting guidelines to improve processes and audit coverage.
- Initiate collaboration with and assess the effectiveness of key capital planning practices within the second line of defense.
- Responsible for delivering key insights to management and supporting functions. Leveraging deep expertise in business strategy to support the audit function and the organization with actionable insights to drive ongoing success.
- Support the continuous improvement of audit methodologies, audit approach and related practices with particular emphasis towards collaboration with key partners, leveraging the use of analytics, business intelligence, and other enabling approaches, technologies, and tools.
- Coordinate and manage regulatory requests and examinations with bank regulators and external auditors.
- Undergraduate degree
- 5-7 years of IA experience coupled with relevant capital planning experience
- Experience drafting and negotiating findings and audit reports.
- Strong critical thinking; strong interpersonal skills and capacity to build relationships; ability to provide training to all levels of the organization.
- Strong understanding of risk governance frameworks.
- Experience working for large scale, matrixed organizations.