Director, Compliance - Trust and Private Wealth CCO
Edward Jones Voir toutes les offres
- Mississauga, ON
- Permanent
- Temps-plein
As CCO, you will shape and lead a best-in-class compliance program supporting our Trust Company and Private Wealth businesses. You will act as a trusted advisor to senior leadership and the Board, build strong relationships with regulators, and play a critical role in enabling responsible growth while maintaining the highest standards of regulatory integrity and client protection.
Key Responsibilities:
Compliance Leadership & Oversight
- Lead and oversee the Trust Company and Private Wealth compliance programs, ensuring adherence to applicable Canadian laws, regulations, and OSFI guidelines.
- Maintain a robust, OSFI-aligned risk and controls framework across trust and wealth operations.
- Serve as the primary regulatory liaison with OSFI and other federal and provincial regulators.
- Prepare and present compliance reporting to the Board and senior management, including annual compliance reviews and escalation of material issues.
- Ensure alignment with enterprise compliance governance models and regulatory expectations.
- Oversee compliance for portfolio management activities under securities regulations, including registration, KYC/suitability, conflicts of interest, and best-execution standards.
- Provide compliance oversight of discretionary portfolio management and investment advisory activities.
- Maintain an OSFI-aligned RCM framework and oversee compliance with applicable trust, AML/ATF, privacy, consumer protection, and FCAC requirements.
- Serve as primary liaison with OSFI and other federal regulators, providing oversight of trust-company compliance programs, policies, and controls.
- Conduct compliance risk assessments and implement mitigation strategies across trust and wealth businesses.
- Provide oversight of product-related and operational compliance risks.
- Lead, develop, and mentor a high-performing compliance team.
- Oversee compliance training initiatives and promote a strong, ethical compliance culture.
- 10+ years of progressive compliance experience, including senior-level leadership responsibility; prior CCO experience preferred.
- Eligible to serve as the firm's registered Chief Compliance Officer at the time of hire; required industry courses and regulatory proficiencies completed.
- Deep knowledge of Canadian trust, securities, and regulatory compliance frameworks.
- Strong judgment and decision-making ability, with comfort balancing regulatory requirements and business objectives.
- Excellent written and verbal communication skills, including experience engaging regulators and senior leaders.
- Bachelor's degree required; graduate degree preferred.