ASSISTANT VICE PRESIDENT, CLIENT ONBOARDING & KYC, CORPORATE & INVESTMENT BANKING (12-MONTH CONTRACT)

• Lead local strategy implementation and effectiveness of the Global Corporate and Investment Banking Group's Financial Crimes, AML, and Regulatory Compliance related programs (including Onboarding, KYC, QC, QA) as a FLOD; Ensure that all KYC review files meet the highest quality standard
• Lead development, implementation and maintenance of relevant processes, standards, reports, procedures, and operating manuals
• Maintain, track and act as subject matter expert on platforms, subscriptions, SLAs specific to the Client Management Unit and other Business

• Lead execution support for risk and control responsibilities related to SLOD risk frameworks and Regulatory Compliance assessment requirements
• Provide execution support for the Issues Management Framework including the identification, remediation planning, ongoing monitoring, and closure validation of open issues, and collaborate for issues resolution in a timely manner
• Responsible for monitoring and reporting to ensure integration with risk, compliance, and operational aspects of the Bank to ensure ongoing compliance with changing regulations and requirements

• Support Global Corporate & Investment Banking customer on-boarding process and other customer-related requests with an emphasis on excellence in client service
• Develop a strong and productive working relationship with FLODs
• Liaise and coordinate relationships with local Compliance Department and Internal Audit, Testing teams and Global Financial Crimes Division (non-domestic)
• Act as subject matter expert for various cross-functional projects and manage relationships with multiple stakeholders at all levels

• Apply knowledge of all current applicable regulatory obligations focusing on Corporate Banking, and be able to relate them to policies and procedures
• Provide FLOD Financial Crimes related training to relevant stakeholders
• Continuous assessment of FLOD Financial Crime programs and process improvement

• 5+ years Corporate Banking experience with a strong focus and understanding of KYC/AML compliance and on-boarding
• Excellent knowledge of KYC/AML/QC/QA and Regulatory Compliance
• Proficient with policy analysis and procedure writing
• Experience performing KYC Quality Control and KYC Quality Assurance essential
• Strong interpersonal and communication skills effectively applied within a demanding team environment
• Strong relationship management skills; ability to establish and manage multiple stakeholder relationships with the business, within the three lines of defense and with corporate support functions
• People manager, hands-on coach, and mentor
• Self-starter , who is organized, proactive and an effective problem solver
• Influential communications skills (verbal and written), critical thinking skills, business process/analysis skills, documentation skills

• Undergraduate University Degree in Finance, Economics, or related field
• CAMS (Certified Anti-Money Laundering Specialist) Designation preferred

• Solid understanding of Risk Compliance Management Program
• Solid risk management skills and project management skills
• Critical thinking skills, business process / analysis skills, and documentation skills
• Proficiency in MS Office – Word, Excel, PowerPoint. General IT/systems knowledge essential
• Analytical approach to performing complex and varied tasks

Collins Recruitment Group